What Do We Know from Brain Research? - ASCD
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November 1, 1998

What Do We Know from Brain Research?

The recent explosion of neuroscientific research has the exciting potential to increase our understanding of teaching and learning. But it's up to educators to carefully interpret what brain science means for classroom practice.

Instructional Strategies

In July 1989, following a congressional resolution, President Bush officially proclaimed the 1990s the "Decade of the Brain." And indeed in the past nine years, we have seen an unprecedented explosion of information on how the human brain works. Thousands of research projects, books, magazine cover stories, and television specials regale us with new facts and figures, colorful PET scans, and at times, suspiciously simple ways to improve our memories, prevent Alzheimer's, and make our babies geniuses.

Our knowledge of brain functioning has been revolutionized. And many of the new findings have changed medical practice. We have a much better understanding of mental illnesses and the drugs that ameliorate them. Treatment for tumors, seizures, and other brain diseases and disorders has become much more successful.

But what about the educational applications of these new findings? Have we learned enough to incorporate neuroscientific findings into our schools? Is it possible that the Decade of the Brain will usher in the Decade of Education?

Interpreting Brain Research for Classroom Practice

Brain science is a burgeoning new field, and we have learned more about the brain in the past 5 years than in the past 100 years. Nearly 90 percent of all the neuroscientists who have ever lived are alive today. Nearly every major university now has interdisciplinary brain research teams.

But almost all scientists are wary of offering prescriptions for using their research in schools. Joseph LeDoux from New York University and author of The Emotional Brain (1996) says, "There are no quick fixes. These ideas are very easy to sell to the public, but it's too easy to take them beyond their actual basis in science." Susan Fitzpatrick, a neuroscientist at the McDonnell Foundation, says scientists don't have a lot to tell educators at this point. She warns, Anything that people would say right now has a good chance of not being true two years from now because the understanding is so rudimentary and people are looking at things at such a simplistic level. (1995, p. 24)

Researchers especially caution educators to resist the temptation to adopt policies on the basis of a single study or to use neuroscience as a promotional tool for a pet program. Much work needs to be done before the results of scientific studies can be taken into the classroom. The reluctance of scientists to sanction a quick marriage between neuroscience and education makes sense. Brain research does not—and may never—tell us specifically what we should do in a classroom. At this point it does not "prove" that a particular strategy will increase student understanding. That is not currently the purpose of neuroscience research. Its purpose is to learn how the brain functions. Neuroscience is a field of study separate from the field of education, and it is unrealistic to expect brain research to lead directly to pedagogy. So how do we use the current findings?

We need to critically read and analyze the research in order to separate the wheat from the chaff. If educators do not develop a functional understanding of the brain and its processes, we will be vulnerable to pseudoscientific fads, inappropriate generalizations, and dubious programs.

Then, with our knowledge of educational practice, we must determine if and how brain research informs that practice. Educators have a vast background of knowledge about teaching and learning. This knowledge has been gained from educational research, cognitive science, and long experience. Given this knowledge base, educators are in the best position to know how the research does—or does not—supplement, explain, or validate current practices.

Although we must be cautious about many neuroscientific findings, a few are quite well established. Some validate what good educators have always done. Others are causing us to take a closer look at educational practice.

Finding One

The brain changes physiologically as a result of experience. The environment in which a brain operates determines to a large degree the functioning ability of that brain.

Researchers agree that at birth, humans do not yet possess a fully operational brain. The brain that eventually takes shape is the result of interaction between the individual's genetic inheritance and everything he or she experiences. Ronald Kotulak, in his book Inside the Brain (1996), uses the metaphor of a banquet to explain the relationship between genes and the environment. The brain gobbles up the external environment through its sensory system and then reassembles the digested world in the form of trillions of connections which are constantly growing or dying, becoming stronger or weaker depending on the richness of the banquet. (p. 4)

The environment affects how genes work, and genes determine how the environment is interpreted. This is a relatively new understanding. It wasn't too many years ago that scientists thought the brain was immutable or fixed at birth. Scientists had known for some time that with a few specialized exceptions, a child's brain at birth has all the brain cells, or neurons, that it will ever have. Unlike tissue in most other organs, neurons do not regenerate, so researchers assumed that the brain you had at birth was the brain you were stuck with for life.

However, Marian Diamond and her colleagues at the University of California at Berkeley pioneered research in the mid-1960s showing that brain structures are modified by the environment (Diamond & Hopson, 1998). Her research established the concept of neural plasticity—the brain's amazing ability to constantly change its structure and function in response to external experiences. A further finding that should please us all is that dendrites, the connections between brain cells, can grow at any age. Researchers have found this to be true in humans as well as in animals. Contrary to folk wisdom, a healthy older person is not necessarily the victim of progressive nerve cell loss and diminishing memory and cognitive abilities.

Brain Fact: Enriching the Environment

Marian Diamond and her team of researchers at the University of California at Berkeley have been studying the impact of enriched and impoverished environments on the brains of rats. Diamond believes that enriched environments unmistakably influence the brain's growth and learning. An enriched environment for children, Diamond says,

  • Includes a steady source of positive emotional support;

  • Provides a nutritious diet with enough protein, vitamins, minerals, and calories;

  • Stimulates all the senses (but not necessarily all at once!);

  • Has an atmosphere free of undue pressure and stress but suffused with a degree of pleasurable intensity;

  • Presents a series of novel challenges that are neither too easy nor too difficult for the child at his or her stage of development;

  • Allows social interaction for a significant percentage of activities;

  • Promotes the development of a broad range of skills and interests that are mental, physical, aesthetic, social, and emotional;

  • Gives the child an opportunity to choose many of his or her efforts and to modify them;

  • Provides an enjoyable atmosphere that promotes exploration and the fun of learning;

  • Allows the child to be an active participant rather than a passive observer.

Source: Diamond, M., & Hopson, J. (1998). Magic trees of the mind: How to nurture your child's intelligence, creativity, and healthy emotions from birth through adolescence (pp. 107–108). New York: Dutton.

  1. The brain has not evolved to its present condition by taking in meaningless data; an enriched environment gives students the opportunity to make sense out of what they are learning, what some call the opportunity to "make meaning."

  2. The brain develops in an integrated fashion over time. Babies don't talk one week, tie their shoes the next, and then work on their emotional development. An enriched environment addresses multiple aspects of development simultaneously.

  3. The brain is essentially curious, and it must be to survive. It constantly seeks connections between the new and the known. Learning is a process of active construction by the learner, and an enriched environment gives students the opportunity to relate what they are learning to what they already know. As noted educator Phil Schlechty says, "Students must do the work of learning."

  4. The brain is innately social and collaborative. Although the processing takes place in our students' individual brains, their learning is enhanced when the environment provides them with the opportunity to discuss their thinking out loud, to bounce their ideas off their peers, and to produce collaborative work.

Finding Two

IQ is not fixed at birth.

This second finding is closely linked to the first. Craig Ramey, a University of Alabama psychologist, took on the daunting task of showing that what Diamond did with rats, he could do with children. His striking research (Ramey & Ramey, 1996) proved that an intervention program for impoverished children could prevent children from having low IQs and mental retardation.

Ramey has directed studies of early educational intervention involving thousands of children at dozens of research centers. The best programs, which started with children as young as six weeks and mostly younger than four months, showed that they could raise the infants' scores on intelligence tests by 15 to 30 percent. It is important to note that although IQ tests may be useful artifacts, intelligence is probably much more multifaceted. Every brain differs, and the subtle range of organizational, physiological, and chemical variations ensures a remarkably wide spectrum of cognitive, behavioral, and emotional capabilities.

Finding Three

Some abilities are acquired more easily during certain sensitive periods, or "windows of opportunity."

At birth, a child's cerebral cortex has all the neurons that it will ever have. In fact, in utero, the brain produces an overabundance of neurons, nearly twice as many as it will need. Beginning at about 28 weeks of prenatal development, a massive pruning of neurons begins, resulting in the loss of one-third to one-half of these elements. (So we lose up to half our brain cells before we're born.) While the brain is pruning away excess neurons, a tremendous increase in dendrites adds substantially to the surface area available for synapses, the functional connections among cells. At the fastest rate, connections are built at the incredible speed of 3 billion a second. During the period from birth to age 10, the number of synaptic connections continues to rise rapidly, then begins to drop and continues to decline slowly into adult life.

Much credit for these insights into the developing brain must be given to Harry Chugani and Michael Phelps at the UCLA School of Medicine. Phelps co-invented the imaging technique called Positron Emission Tomography (PET), which visually depicts the brain's energy use. Using PET scans, Chugani has averaged the energy use of brains at various ages. His findings suggest that a child's peak learning years occur just as all those synapses are forming (1996). Chugani states that not only does the child's brain overdevelop during the early years, but that during these years, it also has a remarkable ability to adapt and reorganize. It appears to develop some capacities with more ease at this time than in the years after puberty. These stages once called "critical periods" are more accurately described as "sensitive periods" or "windows of opportunity."

Probably the prime example of a window is vision. Lack of visual stimulation at birth, such as that which occurs with blindness or cataracts, causes the brain cells designed to interpret vision to atrophy or be diverted to other tasks. If sight is not restored by age 3, the child will be forever blind. (Editor's note: See also "Brain Science, Brain Fiction," by John T. Bruer, in this issue.) Similarly, the critical period for learning spoken language is totally lost by about age 10. If a child is born deaf, the 50,000 neural pathways that would normally activate the auditory cells remain silent, and the sound of the human voice, essential for learning language, can't get through. Finally, as the child grows older, the cells atrophy and the ability to learn spoken language is lost.

Not all windows close as tightly as those for vision and language development. Although learning a second language also depends on the stimulation of the neurons for the sounds of that language, an adult certainly can learn a second language and learn to speak it quite well. However, it is much more difficult to learn a foreign language after age 10 or so, and the language will probably be spoken with an accent. We might say that learning a second language is not a window that slams shut—it just becomes harder to open.

The implications of the findings regarding early visual, auditory, motor, cognitive, and emotional development are enormous. Indeed, in many places work has already begun to enrich prenatal and early childhood environments. One example is the application of the research with premature infants. Premature babies who are regularly touched in their incubators gain weight at twice the rate of those who are not touched. Preemies whose parents visit them regularly vocalize twice as much in the third week as babies who are visited infrequently or not at all.

  • An estimated 12 percent of infants born in this country suffer significant reduction of their cognitive ability as a result of preterm birth; maternal smoking, alcohol use, or drug use in pregnancy; maternal and infant malnutrition; and postbirth lead poisoning or child abuse (Newman & Buka, 1997). Many of these factors could be eliminated with education programs for parents (or future parents). Twenty-five percent of all pregnant women receive no prenatal care.

  • The early years, which are most crucial for learning, receive the least emphasis in federal, state, and local programs. We spend at least seven times more on the elderly than we do on children from birth to age 5.

  • About half of all children in the United States are in full-time day care within the first year. Yet many day care centers not only are underfunded, but they are also staffed by untrained, low-paid workers and have too high an adult/child ratio. (Thirty-eight states do not require family child care providers to have any training prior to serving children.)

  • Our present system generally waits until children fall behind in school, then places them in special education programs. With intense early intervention, we could reverse or prevent some adverse effects. It is possible that the billions of dollars spent on special education services might be better spent on early intervention.

Finding Four

Learning is strongly influenced by emotion.

The role of emotion in learning has received a good deal of press in the past few years. Daniel Goleman's Emotional Intelligence (1995) and Joseph LeDoux's The Emotional Brain (1996) have been instrumental in increasing our understanding of emotion.

Emotion plays a dual role in human learning. First, it plays a positive role in that the stronger the emotion connected with an experience, the stronger the memory of that experience. Chemicals in the brain send a message to the rest of the brain: "This information is important. Remember it." Thus, when we are able to add emotional input into learning experiences to make them more meaningful and exciting, the brain deems the information more important and retention is increased.

In contrast, LeDoux has pointed out that if the emotion is too strong (for example, the situation is perceived by the learner to be threatening), then learning is decreased. Whether you call this "downshifting" or decreasing the efficiency of the rational thinking cortex of the brain, it is a concept with many implications for teaching and learning.

Expect More Findings

  • The role of nutrition in brain functioning

  • How brain chemicals affect mood, personality, and behavior

  • The connection between the mind/brain and the body

Rather than passively wait for research findings that might be useful, educators should help direct the search to better understand how the brain learns. James McGaugh of the University of California at Irvine has suggested that we educators need to be more proactive and tell the scientists, "Here's what we need to know. How can you help us?"

Should the Decade of the Brain lead to an enlightened Decade of Education? Eventually, yes. Along with cognitive research and the knowledge base we already have, findings from the neurosciences can provide us with important insights into how children learn. They can direct us as we seek to enrich the school experience for all children—the gifted, the creative, the learning disabled, the dyslexic, the average students, and all the children whose capabilities are not captured by IQ or other conventional measures. We can help parents and other caregivers understand the effects of maternal nutrition and prenatal drug and alcohol use and the role of early interaction and enriched environments. Brain research can also offer valuable guidance to policymakers and school administrators as they strive to focus their priorities.

Does what we are learning about the brain matter? It must, because our children matter.

References

Chugani, H. T. (1996). Functional maturation of the brain. Paper presented at the Third Annual Brain Symposium, Berkeley, California.

Diamond, M., & Hopson, J. (1998). Magic trees of the mind: How to nurture your child's intelligence, creativity, and healthy emotions from birth through adolescence. New York: Penguin Putnam.

Fitzpatrick, S. (1995, November). Smart brains: Neuroscientists explain the mystery of what makes us human. American School Board Journal.

Goleman, D. (1995). Emotional intelligence: Why it can matter more than IQ. New York: Bantam.

Kotulak, R. (1996). Inside the brain: Revolutionary discoveries of how the mind works. Kansas City, MO: Andrews & McMeely.

LeDoux, J. (1996). The emotional brain: The mysterious underpinnings of emotional life. New York: Simon & Schuster.

Newman, L., & Buka, S. L. (1997). Every child a learner: Reducing risks of learning impairment during pregnancy and infancy. Denver, CO: Education Commission of the States.

Ramey, C. T., & Ramey, S. L. (1996). At risk does not mean doomed. National Health/Education Consortium Occasional Paper #4. Paper presented at the meeting of the American Association of Science, February 1996.

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